false Falcon Minerals Corp 0001703785 0001703785 2021-05-27 2021-05-27 0001703785 us-gaap:CommonClassAMember 2021-05-27 2021-05-27 0001703785 us-gaap:WarrantMember 2021-05-27 2021-05-27





Washington, D.C. 20549







Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 27, 2021




(Exact name of registrant as specified in its charter)




Delaware   001-38158   82-0820780
(State or other jurisdiction of
incorporation or organization)
File Number)
  (I.R.S. Employer
Identification Number)


510 Madison Avenue, 8th Floor

New York, NY

(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212)506-5925


(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange
on which registered

Class A Common Stock, par value $0.0001 per share   FLMN   Nasdaq Capital Market
Warrants, each to purchase one share of Class A Common Stock   FLMNW   Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 5.07. Submission of Matters to a Vote of Security Holders 

The Annual Meeting of Stockholders of Falcon Minerals Corporation (“we,” “our” or the “Company”) was held on May 27, 2021. The final results of the matters submitted to a vote of stockholders at the Annual Meeting are as follows:

Item No. 1: Alan J. Hirshberg, Steven R. Jones and Erik C. Belz were all elected to serve as Class I directors of the Company until its 2024 Annual Meeting or until their successors are elected and qualified, by the votes set forth below.



   Votes for    Votes against    Abstentions

Alan J. Hirshberg

   56,117,581    15,421,173    1,112

Steven R. Jones

   55,741,583    15,797,771    512

Erik C. Belz

   71,307,508    231,244    1,114

With respect to each nominee, the total number of broker non-votes was 6,151,962.

Item No. 2: The stockholders approved the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021, by the votes set forth below.


Votes for


Votes against




  113,811   486,772


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: May 28, 2021                                            FALCON MINERALS CORPORATION

/s/ Jeffrey F. Brotman

                                   Name: Jeffrey F. Brotman
    Title: Chief Legal Officer and Secretary