UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 4, 2019

 

 

 

FALCON MINERALS CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware   001-38158   82-0820780
(State or other jurisdiction of 
incorporation or organization)
  (Commission File Number)   (I.R.S. Employer 
Identification Number)

 

1845 Walnut Street, 10th Floor

Philadelphia, PA

  19103
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code:  (215) 832-4161

 

Not Applicable

 (Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class 

Trading Symbol(s)

  Name of each exchange
on which registered
Class A Common Stock, par value
$0.0001 per share
  FLMN  Nasdaq Capital Market
Warrants, each to purchase one share of
Class A Common Stock
  FLMNW  Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

The Annual Meeting of Stockholders of Falcon Minerals Corporation (“we,” “our” or the “Company”) was held on June 4, 2019.  The final results of the matters submitted to a vote of stockholders at the Annual Meeting are as follows:

 

Item No. 1:  William D. Anderson, Jonathan R. Hamilton and Adam M. Jenkins were all elected to serve as Class II directors of the Company until its 2022 Annual Meeting or until their successors are elected and qualified, by the votes set forth below.

 

Nominee  Votes for   Votes against   Abstentions   Broker
non-votes
 
William D. Anderson  66,428,823   5,001   3,057   4,710,155 
Jonathan R. Hamilton  63,552,533   2,861,642   22,706   4,710,155 
Adam M. Jenkins  66,275,995   157,886   3,000   4,710,155 

 

Item No. 2: The stockholders approved the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019, by the votes set forth below.

 

Votes for   Votes against   Abstentions 
 71,141,871   0   5,165 

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  FALCON MINERALS CORPORATION
     
Dated: June 7, 2019 By: /s/ Jeffrey F. Brotman
    Name: Jeffrey F. Brotman
    Title:   Chief Financial Officer,
                Chief Legal Officer and Secretary

 

 

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